|
FINANCIAL SERVICE PROVIDERS / ACTIVITIES |
|
Code |
Licence |
Download Application Form |
Download Licensing Criteria |
Relevant Section of
FSA 2007 |
Processing Fee
Rupees / US$* |
Fixed
Annual Fee
Rupees / US$* |
Variable Annual Fee |
|
FS-1.1 |
Assets Management |
PDF
Word (doc) |
PDF |
S. 14 |
Rs.
25,000 ($1,000) |
Rs.
50,000 ($1,500) |
- |
|
FS-1.2 |
Distribution of Financial Products |
PDF
Word (doc) |
PDF |
S. 14 |
Rs.
10,000 |
Rs.
25,000 |
- |
|
FS-1.3 |
Pension Fund Administrator |
PDF
Word (doc) |
PDF |
S. 14 |
Rs.
25,000 |
Rs.
50,000 |
51-250 Cos Rs. 10,000
251-500 Cos Rs. 15,000
> 500 Cos Rs. 20,000 |
|
FS-1.4 |
Pension Scheme Management |
PDF
Word (doc) |
PDF |
S. 14 |
Rs.
25,000 |
Rs.
50,000 |
51-250 Cos Rs. 10,000
251-500 Cos Rs. 15,000
> 500 Cos Rs. 20,000 |
|
FS-1.5 |
Registrar and Transfer Agent
|
PDF
Word (doc) |
PDF |
S. 14 |
Rs.
10,000 |
Rs.
25,000 |
- |
|
FS-1.6 |
Treasury Management |
PDF
Word (doc) |
PDF |
S. 14 |
Rs.
25,000 |
Rs.
50,000 |
51-250 Cos Rs. 10,000
251-500 Cos Rs. 15,000
> 500 Cos Rs. 20,000 |
|
FS-1.7 |
Custodian Services (non-CIS) |
PDF
Word (doc) |
PDF |
S. 14 |
Rs.
25,000 ($1,000) |
Rs.
50,000 ($1,500) |
- |
* Where the fees are
set out either in Mauritian rupees or in US$, an
applicant or a licensee, other than an applicant for
a Global Business Licence or a corporation holding a
Global Business Licence, may pay the fees set out in
Mauritian rupees.
Whereas, the applicant for a Global Business Licence
or the holder of a Global Business Licence shall pay
the fees set out in US$ only. |
|
Topì |
|
|
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
SPECIALISED FINANCIAL SERVICES / INSTITUTIONS |
|
Code |
Licence |
Download Application Form |
Download Licensing Criteria |
Relevant Section of
FSA 2007 |
Processing Fee
Rupees |
Fixed
Annual Fee
Rupees |
Variable Annual Fee |
|
FS-2.1 |
Retirement Benefits Scheme |
PDF
Word (doc) |
PDF |
S. 14 |
Rs.
25,000 |
- |
Rs
250 per member subject to a minimum of Rs
2,500 and a maximum of Rs 150,000 |
|
FS-2.2 |
Superannuation Fund |
PDF
Word (doc) |
PDF |
S. 14 |
Rs.
25,000 |
Rs.
50,000 |
- |
|
FS-2.3 |
Credit Finance |
PDF
Word (doc) |
PDF |
S. 14 |
Rs.
25,000 |
Rs.
50,000 |
- |
|
FS-2.4 |
Factoring |
PDF
Word (doc) |
PDF |
S. 14 |
Rs.
25,000 |
Rs.
50,000 |
- |
|
FS-2.5 |
Leasing |
PDF
Word (doc) |
PDF |
S. 14 |
Rs.
25,000 |
Rs.
50,000 |
- |
|
FS-2.6 |
Occupational Pension Scheme |
PDF
Word (doc) |
PDF |
S. 14 |
Rs.
25,000 |
- |
Rs
250 per member subject to a minimum of Rs
2,500 and a maximum of Rs 150,000 |
|
FS-2.7 |
Other Financial Business Activity |
PDF
Word (doc) |
PDF |
S. 14 |
Rs.
25,000 |
Rs.
50,000 |
- |
|
Topì |
|
|
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
CORPORATE AND TRUST SERVICE PROVIDER |
|
Code |
Licence |
Download Application Form |
Download Licensing Criteria |
Relevant Section of
FSA 2007 |
Processing Fee
US$ |
Annual Fee
US$ |
|
|
FS-3.1A |
Management Licence |
PDF
Word (doc) |
PDF |
S. 77 |
500 |
3,000 |
|
|
FS-3.1B |
Management Licence
(Qualified / Corporate Trustee only) |
PDF
Word (doc) |
PDF |
S. 77 |
500 |
3,000 |
|
|
FS-3.2 |
Nominee Company
(Authorisation) |
PDF
Word (doc) |
PDF |
S. 78 |
250 |
350 |
|
|
Topì |
|
|
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
SELF REGULATORY ORGANISATIONS (SROs) |
|
Code |
Declaration / Recognition |
Download Application Form |
Download Licensing Criteria |
Relevant Section of
FSA 2007 |
Processing Fee |
Fixed
Annual Fee |
Variable Annual Fee |
|
FS-5.1 |
SRO
(Recognition) |
PDF
Word (doc) |
PDF |
S.
33 |
To be
determined by the Commission on each case |
|
Topì |
|
|
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
PROVIDERS OF MARKET INFRASTRUCTURE |
|
Code |
Licence |
Download Application Form |
Download Licensing Criteria |
Relevant Section of
Securities Act 2005 |
Processing Fee
Rupees |
Fixed
Annual Fee
Rupees |
Variable Annual Fee |
|
SEC-1.1 |
Securities Exchange |
PDF
Word (doc) |
PDF |
S. 9 |
Rs.
250,000 |
Minimum of
500,000 |
To be
determined by the Commission |
|
SEC-1.2 |
Clearing & Settlement Facilities |
PDF
Word (doc) |
PDF |
S. 10 |
Rs.
250,000 |
Minimum of
500,000 |
To be
determined by the Commission |
|
SEC-1.3 |
Securities Trading Systems |
PDF
Word (doc) |
PDF |
S. 11 |
Rs.
250,000 |
- |
- |
|
SEC-1.4 |
Brokerage Fee |
- |
- |
- |
- |
- |
As per
Stock Exchange (Brokerage) Regulation 1989 |
|
Topì |
|
|
|
|
|
|
|